Summary
If you have been in an employee firm your whole career, RIA and B/D may be familiar but still somewhat foreign concepts to you. We briefly describe what each is and answer a listener's question about whether or not he setup his own.
In this episode you will learn....
- How a Broker/Dealer setup differs from an RIA setup
- What type of setup you'll need to run your business as an independent
Have questions about this episode or questions about going independent?
Shoot me an email at sean@indyFA.com
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